| share, equity, stock 股票、股权 | 
            bond, debenture, debts 债券 | 
        
        
            | negotiable share 可流通股份 | 
            convertible bond 可转换债券 | 
        
        
            | treasury /government bond 国库券/政府债券 | 
            corporate bond 企业债券 | 
        
        
            | 
             closed-end securities investment fund  封闭式证券投资基金 (来源:英语学习门户网站EnglishCN.com)  
             | 
            fund manager 基金经理/管理公司 | 
        
        
            | 
             open-end securities investment fund  开放式证券投资基金 
             | 
            fund custodian bank 基金托管银行 | 
        
        
            | market capitalization 市值 | 
            p/e (price/earning) ratio 市盈率 | 
        
        
            | mark-to-market 逐日盯市 | 
            payment versus delivery 银券交付 | 
        
        
            | clearing and settlement 清算/结算 | 
            
             commodity/financial derivatives 商品/ 金融衍生产品 
             | 
        
        
            | put / call option 看跌/看涨期权 | 
            margins, collateral 保证金 | 
        
        
            | rights issue/offering 配股 | 
            bonus share 红股 | 
        
        
            | 
             ADR(American Depository Receipt) 美国存托凭证/存股证 
             | 
            dividend 红利/股息 | 
        
        
            | 
             GDR(Global Depository Receipt)  全球存托凭证/存股证 
             | 
            retail / private investor 个人投资者/散户 | 
        
        
            | institutional investor 机构投资者 | 
            broker/dealer 券商 | 
        
        
            | proprietary trading 自营 | 
            insider trading/dealing 内幕交易 | 
        
        
            | market manipulation 市场操纵 | 
            prospectus招股说明书 | 
        
        
            | 
             IPO(Initial Public Offering) 新股初始公开发行 
             | 
            merger and acquisition收购兼并 | 
        
        
            | securities 证券 | 
            warrant 认股权证 | 
        
        
            | premium 溢价 | 
            raised capital/proceeds 筹资 | 
        
        
            | share capital 股本 | 
            component index 成份指数 | 
        
        
            | composite index 综合指数 | 
            turnover rate 换手率 | 
        
        
            | capital market 资本市场 | 
            monetary market 货币市场 | 
        
        
            | liquidity 流通性 | 
            hedge fund 对冲基金 | 
        
        
            | 
             highly-leveraged institutions(HLI)  高杠杆交易机构 
             | 
            self-regulatory organization(SRO)自律组织 | 
        
        
            | subscribe 申购 | 
            issuer 发行人 | 
        
        
            | underwriter承销商 | 
            intermediary 中介机构 | 
        
        
            | road show 路演 | 
            secondary listing 第二上市 | 
        
        
            | primary market 一级市场 | 
            secondary market 二级市场 | 
        
        
            | information disclosure 信息披露 | 
            controlling shareholder 控股股东 | 
        
        
            | blue chips 蓝筹股 | 
            red chips红筹股 | 
        
        
            | gilt-edged bond 金边债券 | 
            junk bond 立即债券 | 
        
        
            | rating agency 评级机构 | 
            securities loan 融券 | 
        
        
            | credit trading 信用交易 | 
            financing 融资 | 
        
        
            | open/close a position 建/平仓 |